Compliance & goAML Registration Services (UAE)
Regulatory compliance is a mandatory requirement for businesses operating in the UAE, particularly for entities classified as Designated Non-Financial Businesses and Professions (DNFBPs) and other regulated sectors. Keystones Consultancy provides structured compliance support to help businesses meet their obligations under UAE anti-money laundering, counter-terrorism financing, and sanctions regulations.
Our services are designed to ensure that companies remain compliant with applicable laws, avoid penalties, and maintain strong relationships with regulators and banking institutions
Our Services
goAML Registration & Reporting
Policies, SOPs & Internal Controls
goAML Registration & Reporting
The UAE requires certain businesses to register on the goAML platform, operated by the Financial Intelligence Unit (FIU), in accordance with Federal Decree-Law No. 20 of 2018 and its Executive Regulations.
We assist clients with:
- Assessment of goAML registration obligations
- Account creation and entity registration on the goAML system
- User se
The UAE requires certain businesses to register on the goAML platform, operated by the Financial Intelligence Unit (FIU), in accordance with Federal Decree-Law No. 20 of 2018 and its Executive Regulations.
We assist clients with:
- Assessment of goAML registration obligations
- Account creation and entity registration on the goAML system
- User setup and internal access controls
- Guidance on ongoing reporting obligations, including Suspicious Transaction Reports (STRs) and Suspicious Activity Reports (SARs)
Our approach ensures accurate registration and alignment with regulatory expectations.
DNFBP Compliance Support
Policies, SOPs & Internal Controls
goAML Registration & Reporting
Designated Non-Financial Businesses and Professions (DNFBPs) are subject to enhanced AML/CFT obligations under UAE law. This includes, among others:
- Real estate brokers and developers
- Dealers in precious metals and stones (DPMs)
- Auditors and accounting firms
- Corporate service providers
- Trust and company service providers
DNFBPs are requi
Designated Non-Financial Businesses and Professions (DNFBPs) are subject to enhanced AML/CFT obligations under UAE law. This includes, among others:
- Real estate brokers and developers
- Dealers in precious metals and stones (DPMs)
- Auditors and accounting firms
- Corporate service providers
- Trust and company service providers
DNFBPs are required to implement effective compliance frameworks proportionate to their risk profile..
Policies, SOPs & Internal Controls
Policies, SOPs & Internal Controls
Policies, SOPs & Internal Controls
We support businesses in developing and implementing AML/CFT policies, procedures, and internal controls in line with UAE regulatory requirements and international best practices.
Our services include:
- Drafting AML/CFT policies tailored to the business activity
- Preparation of Standard Operating Procedures (SOPs)
- Risk assessment frameworks a
We support businesses in developing and implementing AML/CFT policies, procedures, and internal controls in line with UAE regulatory requirements and international best practices.
Our services include:
- Drafting AML/CFT policies tailored to the business activity
- Preparation of Standard Operating Procedures (SOPs)
- Risk assessment frameworks and risk-based approach documentation
- Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures
- Sanctions screening and record-keeping processes
Why Compliance Matters
Non-compliance with UAE AML/CFT regulations may result in administrative penalties, license suspension, reputational damage, and banking restrictions. A structured compliance framework protects the business, its shareholders, and its management.
Keystones Consultancy takes a compliance-first and risk-based approach, ensuring that solutions are aligned with both regulatory requirements and commercial realities.
Compliance & goAML – Frequently Asked Questions
Please reach us at info@keystonesconsultancy.com if you cannot find an answer to your question.
Businesses classified as Designated Non-Financial Businesses and Professions (DNFBPs) and certain regulated entities are required to register on the goAML platform. This includes real estate brokers, dealers in precious metals and stones, corporate service providers, auditors, and similar activities, subject to UAE AML regulations.
No. AML policies and SOPs are required for businesses that fall under regulated or DNFBP categories, or where required by banks, regulators, or licensing authorities. The scope and complexity of the policies depend on the nature, size, and risk profile of the business.
Failure to comply with UAE AML/CFT obligations may result in administrative fines, license suspension, regulatory action, and banking restrictions. Non-compliance may also negatively impact shareholder and management credibility with authorities and financial institutions.
Yes. We support businesses as external compliance advisors by assisting with goAML registration, drafting policies and SOPs, conducting risk assessments, and providing ongoing compliance support, subject to regulatory requirements.
Contact Us
If your business is required to register on goAML or implement AML/CFT compliance measures, our team is ready to assist.
Hours
Open today | 09:00 am – 05:00 pm |
Keystones Consultancy
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